Compliance Management Software

Improve consistency and efficiency by streamlining the workflows around policy creation, review, approval, and communication. Cut across enterprise siloes and integrate policies and documents into a centralized policy portal. Map policies to regulations, risks, and controls to effectively identify potential gaps or blind spots. Leverage AI capabilities to sift through thousands of enterprise-wide policies and documents to quickly find the required information.

• Policy Management

Efficiently navigate the increasingly complex web of regulations and regulatory changes. Manage a broad range of compliance requirements in an integrated manner. Improve visibility into control effectiveness and ensure timely issue remediation. Eliminate redundancies and inefficiencies by aligning policies, standards, regulations, and controls. Improve collaboration and communication across teams to identify risks and areas of concern with timely insights into compliance processes.

• Regulatory Compliance Management

Identify, capture, and manage regulatory changes in a simple and automated manner. Assess the impact of regulatory changes on business processes, policies, risks, and controls, and initiate and track regulatory change management tasks. Adopt a centralized framework and aggregate regulatory content from multiple trusted sources. Route critical regulatory alerts to the relevant stakeholders/SMEs for triaging and applicability assessments.

• Regulatory Change Management

Improve management of various types of regulatory engagement activities, such as examinations, meetings, and requests for information through automated workflows. Capture all related data in a central repository, enabling seamless collaboration among stakeholders. Effectively manage regulatory findings, develop action plans, and submit the final response to the regulator. Gain real-time insights on various engagements through powerful dashboards and reports.

• Regulatory Engagement Management

Adopt a consistent approach for case and incident management workflows – right from planning and administration to recording, triaging, routing, investigating, tracking, and closure. Enable reporting of all types of cases and incidents, such as compliance, ethics, business continuity, and security incidents, from multiple sources with the option to report anonymously. Map cases/incidents to organizations, processes, controls, risks, policies, and regulations to proactively identify compliance or regulatory risk.

• Case and Incident Management

Simplify the process of requesting and implementing advisory requests relating to governance, risk, and compliance (GRC) areas. Establish a well-defined framework for advisory services, enabling the front line to seek clarification from second line functions as well as attest that they have understood the advice and implemented it. Create and maintain a secure repository of advice documentation.

• Compliance Advisory